Thread: Series 7 Test
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Old 10-20-2004, 02:47 PM  
yys
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Join Date: Aug 2001
Posts: 1,922
Quote:
Originally posted by Jake
They do a VERY thorough background! Most sponsoring firms (legit ones) do an even more intrusive background on any potential brokers. If you have a felony conviction you can pretty much forget it!
You can also forget it if you've had financial problems i.e. unpaid debts, claimed bankruptcy.
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