09-01-2014, 10:56 AM
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It's 42
Industry Role:
Join Date: Jun 2010
Location: Global
Posts: 18,083
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Making Investments from GFY posts 
Quote:
Do I need to register with the Securities Division?
If you are raising capital for your business, you should assume that you need to register your offering with the Securities Division unless you have an exemption from securities registration. (See NRS 90.460.) This is also true at the federal level as well. You need to consider both federal and state registration requirements when you are thinking of raising investment capital.
When you register an offering, you are "going public" with important information about your company. This information is not only important to the initial investor, but to any subsequent purchaser of the security when it is traded or resold.
Do I have to be licensed to sell securities?
It is one thing for the company to have a securities offering properly registered or exempt, it is another thing for the person offering or selling the securities to be properly licensed. Securities laws require a person to be licensed or exempt before engaging in the offer or sale of a security.
(LICENSING INFORMATION)
http://nvsos.gov/index.aspx?page=188
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You need a license to sell (broker) someone's business in the state of Nevada. You need a securities registration to offer stock or partnerships to the public in the United States (see SEC Act http://www.sec.gov/about/laws.shtml)
People with serious money to invest know this ... |
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